Our client, a reputable international investment bank with about 600 million USD own-capital, is looking for a CCO(Chief Compliance Officer) . 1. Key Responsibilities - Support various business groups on compliance and regulatory matters. - Supervise existing and new business functions in regards to compliance aspects. - Develop, update and maintain policies, procedures & funds' compliance program. - Oversee anti-money laundering, financial crimes and sanctions Compliance matters. - Providing/coordinating training for appropriate employees and new employees on AML requirements, policies, and procedures. - Manage & oversee regulatory examinations & internal and external audits. - Manage and oversee all regulatory reporting requirements. - Ensure transaction monitoring for suspicious activity is conducted according to internal procedures. - Maintain oversight of the due diligence process, customer identification program, record keeping and retention requirements. - Enhance and maintain the compliance framework through the development and implementation of comprehensive policies and procedures. - Oversee vendor management processes from a risk and compliance standpoint. - Develop relationships with senior management and firm regulators. - Provide advice & assistance with regulatory matters. - Develop & evaluate risk implications of regulations & their integration. - Provide support and report to CEO and the Board of the organisation. - Identify conflicts of interest & monitor non-public information & trading activities. - Implement and oversee unified standards and policies imposed by the parent company. - Provide reporting on adherence on general policies and applicable laws to the parent company. - Manage and oversee the confidentiality of the applicable compliance procedures. - Manage and oversee the information record, protection and confidentiality. - Provide reporting on AML in accordance with the applicable law. 2. Requirements - Minimum 10 years' experience in similar roles within UK financial market - Considerable knowledge and extensive experiences of progressive responsibilities for a major company or division of a large financial corporation. - Experience managing compliance & influencing decisions in a company. - Experience with UK & European regulations (AIFMD, MIFID, EMIR and ESMA). - Experience conducting compliance testing, developing & drafting procedures. - Ability to understand complex financial products - Ability to work in a multicultural environment. - Strong work ethic with collaborative and flexible approach to teamwork 3. Working conditions -

Location:
City of London (Bank area) - Annual basic

salary:
100150K (depending on experience) - Bonus, pension, life assurance, medical insurance, travel expense, etc. 4. Before you apply - If you're currently on any visa permitting full-time work in UK, please indicate your visa status in your CV and when it expires - Please send your CV in a Word format and include salary expectation & required notice period - ONLY right candidates will be contacted, and if your application is successful, we'll contact you within 5 working days.