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Compliance Manager

Employer
Paragon Personnel
Location
Central London, UK
Salary
Competitive
Closing date
Jan 15, 2019

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Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
I have a Compliance Manager role open at an award winning Investment Manager & Compliance service provider, based in central London. My client is at the forefront of what they do in a niche market. This opportunity will give you the chance to work with portfolios consisting of specialised Hedge Funds, Wealth Management and large Asset Management firms. Based in the London office, the Compliance Manager will contribute to the team's interaction with compliance clients and oversee the work of 2-3 Compliance Associates. The Compliance Manager will conduct periodical compliance reviews, manage a compliance monitoring program and ensure regulatory oversight of the assigned clients on a day to day basis. Responsibilities : Manage the ongoing compliance monitoring plan for a portfolio of clients (hedge funds, investment managers, corporate finance advisors, wealth managers, crowd funders) Oversee a small team of Compliance Associates in their daily tasks Conduct periodic calls with clients of the firm to discuss compliance tasks and monitor their conduct and compliance documentation Perform a variety of special compliance projects and thematic reviews and sign-offs Collate compliance requests and articulate issues to the compliance committee for discussion Complete various client facing tasks, office visits and file reviews Requirements Significant experience in working in an FCA compliance environment with a good understanding of the financial services industry Team leader skills to lead a small team of 2-3 Attention to detail: must be able to perform all work consistently to a high level of quality Time Management: must be able to manage own time on multiple ongoing projects effectively and oversee a small team Ability to interact effectively with clients and influence clients Desire to work in an dynamic, fast-moving and fast-growing company environment interacting with blue-chip clients Qualifications and Experience Bachelor's degree (Law or Business preferred) or similar Strong communication skills, written and verbal

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