Are you an experienced Compliance Manager looking to join an award winning directly authorised network with Head Office based in the South West? The Company Our client company are a highly successful, directly authorised independent specialist financial advice company focusing on high net worth private clients. They are an award-winning business that offer an exclusive network for high calibre IFA's and have currently grown a strong national footprint with over 120 IFA's across the whole of the UK. The company have the backing of a major Plc. company which is a leading fund manager for security and growth prospects. They are looking to recruit a Compliance Manager to join their team. Roles and Responsibilities Your duties as a Compliance Manager will be to provide in-house compliance support including complex cases; high risk submission checks and file monitoring. You will also act as part of their compliance helpdesk to provide advice to their team of IFA's to ensure they operate within the FCA and firm's guidelines. Requirements to consider In order to be considered, you should have an excellent understanding of Independent Financial Advisory services including investments, pension advice to HNW clients and Discretionary Fund Management; plus hold your Level 4 DipFA. Therefore, candidates with experience as a Compliance Manager would be preferred, however Financial Advisers or Paraplanner could be considered. Benefits Basic salary of circa £35,000 pa depending on qualifications and experience - plus annual performance bonus Excellent company benefits including 25 days annual holiday plus bank holidays; pension; DIS and option to join Group healthcare arrangements after qualifying period An award-wining directly authorised network specialising in supporting IFA's providing advice to HNW / UHNW clients Joining a team of Compliance Managers Opportunity to be home / office based with 2 - 3 days per week in their Plympton office Location Plympton Liability and Disclaimer The information contained in our advert including any salary or on target earnings information are given in good faith and Premier Jobs UK Ltd uses all reasonable efforts to ensure that it is accurate. However, Premier Jobs UK Ltd gives no representation or warranty in respect of such information and all such representations and warranties, whether express or implied, are excluded. No liability is accepted by Premier Jobs UK Ltd for any loss or damage which may arise out of any person relying on or using any information within this advert.