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Compliance Officer

Employer
TalentSpa
Location
Brighton, UK
Salary
Competitive
Closing date
Jan 3, 2019

View more

Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Compliance Officer

Location:
Britannia House, Brighton

Salary:
£35,000 Job Type: Full Time, Permanent Reports to: Head of Risk and Compliance Hours: (4.30 Fri) - some out of hours may be required About the company: Our client creates and provides unique deals, perks and experiences to help public sector workers get the most from their spare time. The Compliance Officer role: The Compliance Officer is responsible for supporting the delivery of a compliant organisation, particularly in respect of FCA regulation. The role is responsible for creating, supporting and auditing delivery of the group compliance plan. The job holder will also have a significant role in training and supporting colleagues to meet the needs of the compliance plan. Primary Accountabilities Compliance Officer for FCA regulation for two regulated companies whose primary duties are; Perform compliance risk assessments to understand risk level, significance and scope Create and imbed in the business sound internal controls to mitigate compliance risks Create an effective compliance monitoring plan to audit internal control adherence Report back to management on any monitoring issues identified and ensure that resolutions are rectified Draft, revise and train company policies to support the compliance framework Maintain the company compliance manual with regulatory changes Educate and train employees on regulations and industry practices and collaborate with other departments to create a culture of compliance. Management of the regulatory returns and communication with the regulator via the CONNECT, GABRIEL and CHRYSALIS systems. Management of the Approved Persons process and fit and proper assessments Keep up to date with, and understand, relevant laws and regulations and address plans to update the compliance framework with any changes. Assist the onboarding team with due diligence on regulatory product providers Assist in the performance of regulatory breach assessment for incidents occurring in the business Support regulatory complaint investigation and conclusion Providing proactive and pragmatic guidance to support regulatory changes, Financial Services projects, on-going business initiatives and other requirements The ideal Compliance Officer will need the following Skills and Experience: Essential: Good standard of education At least two years' experience in delivering compliance in FCA regulated companies Formal Compliance Qualifications Willingness to travel to London and other parts of the UK Desirable: Possesses a broad and comprehensive knowledge of FCA compliance Good knowledge of the Microsoft Office Suite Company Benefits: 24 days holiday bank holidays Monthly free lunch Generous pension scheme If you feel that you may be suitable for this Compliance Officer role then please apply now Our client endeavour to reply to all applications; however, if you haven't heard them within 14 days, you have been unsuccessful with this role. They are committed to supporting and promoting diversity in the workplace. They welcome applications from candidates regardless of age, belief, disability, ethnic origin/nationality, gender/gender reassignment, marital/civil partnership status, pregnancy/maternity, or sexual orientation - they recruit based on talent. This job was originally posted as www.totaljobs.com/job/84693755

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