Compliance Officer

Search Consultancy
Stanley, UK
07 Dec 2018
08 Dec 2018
Contract Type
Compliance Consultant Liverpool Competitive fantastic benefits package My client is a prestigious Financial Services business and I am pleased to be assisting them with the recruitment of an experienced Compliance Consultant in their Liverpool City Centre based office. The sole purpose of this role is to provide effective and professional advice quality services, ensuring adherence to UK regulations particularly in line with the FCA Conduct of Business Sourcebook. This is a fantastic opportunity to join an award-winning organisation with established industry reputation, well-known for nurturing staff career progression prospects and providing full support for studies towards industry qualifications. As a Compliance Consultant, your key duties and responsibilities will include completing file reviews and maintaining accurate records, ensuring all documentation is complete and consistent as well as reviewing and validating Adviser recommendation to clients. You will also be involved in undertaking, monitoring and recording Anti-Money Laundering checks as well as handling and reporting complaints, reviewing and signing off literature against the FCA Financial Promotions rules and keeping up to date with the relevant UK regulations. The successful candidate will be qualified to at least a Certificate in Financial Planning level, and will be studying towards Diploma in Regulated Financial Planning. As far as soft skills are concerned - analytical thinking, attention to detail, ability to work under the pressure of strict deadlines are crucial. If you meet the experience criteria and would like to find out more, please contact Antonia Mihaylova at Search Financial Services directly on Liverpool 229 5525 or , or send your most recent CV to . All calls and correspondence will be treated in the strictest confidence. Alternatively, I can be contacted via Linked-In. If this role isn't for you, Search Financial Services offer voucher incentive for recommendations/referrals ... Ask for details Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.