Compliance Assistant

Marshall Moore
Stanley, UK
07 Dec 2018
08 Dec 2018
Contract Type
An award winning provider of investment management services currently have an exciting opportunity for a Compliance Assistant to join their busy regulatory department. Located in the heart of Liverpool city centre, this forwarding thinking company hold an excellent reputation in their market and have exciting growth plans in place. Working in a busy and varied role, the successful candidate will be responsible for completing regulatory administrative tasks, supporting senior members of the department and assisting with ad hoc project work. This is a rare opportunity on the market to join a leading wealth management firm that can offer an excellent remuneration package and career progression within the compliance arena. The Compliance Assistant will be responsible for: Provide cover for the regulatory administration tasks for the Technical and Implementation team Fully organise the individual team member's workloads and team activities including strategy objectives, calendars and meetings Produce management information for the department accurately and to deadline Perform SEC monitoring and maintenance of the quarterly memorandums (plus ad hoc mailings) on behalf of the CCO in a prompt and efficient manner Assist other team members with regular and ad hoc tasks as and when required including where required in different locations. Maintain complete and accurate records of all work performed. Maintain and develop good relationships with internal staff members and teams. Essential Requirements are: You must have proven experience in a similar compliance based role from the financial services / wealth management industry Excellent I.T skills including Excel, Access Proven skills in accuracy and attention to detail Confident and professional communication skills Ability to work in a pressurised environment If you are looking to commit to a career within compliance, then this is the role for you This is a fantastic opportunity to join a market leading company on a permanent basis with the offer of a competitive salary and excellent benefits package. If you have all of the above requirements for the Compliance Assistant position, the please apply now using the link below. The above vacancy is only one of many thatwe are handling. Marshall Moore specialises in recruiting for all types of administration vacancies within financial services, including: ISA Administrator Settlements Administrator UK and Foreign Payments Administrator Transfers Administrator Reconciliations Administrator Dividends Administrator Corporate Actions Administrator Pensions Administrator Unit Trust Transfers Marshall Moore is a leading specialist accountancy and finance recruitment consultancy. If you would like a confidential discussion about your requirements, please don't hesitate to call Marshall Moore at our Liverpool office. Alternatively submit your CV for immediate consideration and you will be contacted by one of our specialist consultants.