Anti-Money Laundering Compliance Manager - Compliance - Beijing - 20170905001

Societe Generale
19 Sep 2017
22 Sep 2017
Contract Type


SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia. SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.


Job Summary / Job Purpose

  • Assist China AMLO to ensure the Bank's overall KYC / AML / Sanction controls fulfill SG Group standards and China local regulatory requirements.

Main Responsibilities / Accountabilities / Tasks

  • Assist China AMLO to implement the Bank's AML / KYC / Sanction (KAMLS) Policy and provide ongoing supports to all China Business Lines
  • Assist in customer KYC on boarding and periodical review. Timely provide compliance opinion and validation based on policy and local regulatory requirement
  • Independently conduct AML compliance testing based on compliance testing program to identify potential compliance issues and to finalize action plan with related stakeholders
  • Assist AMLO in SG China KAMLS case review and provide compliance opinion or clearance accordingly. Timely reply related stakeholders for AML investigation result
  • Provide ongoing customer transaction monitoring and surveillance support
  • Support or conduct KYC & AML related compliance training to SG China staff
  • Assist in preparing KAMLS related GPS, regulatory reporting, training, inquiries and survey / questionnaire
  • Conduct 2nd level name screening disposition and provide timely feedback to related OPER teams. Immediate escalation of potential true hits. Ensure related disposition quality and proper record retention.
  • Provide AML Compliance trainings to related China staff


Academic Background

  • Bachelor degree or above in Business, Finance or Law

Working Experience / Technical Skills & Know how

  • Minimum 5 years' work experience in reputable foreign bank, incl. at least 2 years' relevant in compliance, audit or operation area
  • Hands-on experience in bank AML or compliance testing related area is preferred but not a must
  • Familiar with bank core system or transaction monitoring system logics is a plus
Skills & Competencies

  • Independent, precision, self-motivated and detail-focused; able to work under pressure for timely delivery
  • The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment as well as a strong interest in financial markets and banking activities
  • Familiar with local PBOC rules & regulations in KYC & AML area
  • Good interpersonal and communication skills
  • Eagerness to learn and to keep abreast of AML latest issues

Language Skills

  • Fluent in written and spoken English language and Mandarin; French is a plus
Computer Skill

  • Literate in MS applications, such as WORD, EXCEL, PowerPoint, etc