AML/FCC, Business Risk Manager - Broking Services

Morgan McKinley Hong Kong
Hong Kong
HKD800000 - HKD960000 per annum + bonus
15 Aug 2017
17 Aug 2017
Contract Type

Our client is a leading Broking Services firm in APAC. They are currently looking for a VP level, Business Risk Manager (1st line of defense) with knowledge of AML or Financial Crime Compliance background.


  • Lead the implementation of global financial crime risk management programmes covering Customer Due Diligence, Financial Crime Compliance and Financial Intelligence
  • Organise and interact with Global and Regional counterparts, as well as stakeholders both inside and outside of the business to support financial crime risk management responsibilities
  • Scrutinise country governance for financial crime risk management
  • Drive financial crime risk management implementation progress and establish management reports against programme scope, programme plans and cross programme dependencies for the Firm
  • Influence the development of financial crime risk management communication and training materials ensuring they are fit for purpose
  • Ensure the Firm complies with Financial crime risk management on Anti Money Laundering Sanctions policies requirements
  • Implement Financial crime risk management Customer Due Diligence programmes
  • Manage remediation projects to mitigate Anti Money Laundering and Sanctions risks
  • Facilitate and embed Financial crime risk management and controls in business processes
  • Uplift staff awareness on Financial crime risk management by coordinating relevant briefing and training
  • Develop and implement Operating Procedures in accordance with Financial crime risk management framework

The Successful Candidate:

  • University degree Holder
  • At least 7-8 years of experience in AML or Financial Crime Compliance within the Banking Industry
  • Strong familiarity in Retail Banking and Wealth Management or Broking business
  • Strong knowledge of products and process in Retail Banking and Wealth Management, in particular customer Know Your Customer, Anti Money Laundering and Sanctions related
  • Proven leadership ability or experience working with and managing large teams with diverse stakeholders will be preferred
  • Strong oral and written communication skills, coupled with stakeholder management skills at the executive level
  • Fluent in English and Cantonese. Proficiency in Mandarin is an advantage

For confidential inquiry, please contact Rouella Landicho on 3907 3912 or email: