VP / Director, Compliance, Asset Management
Global asset manager is seeking an experienced asset management compliance professional to provide oversight of the investment compliance programme. This is a broad role and responsibilities include providing advice to the business, testing/reviewing the compliance programme to ensure it is in adherence to regulatory requirements and maintaining a strong relationship with the Hong Kong regulators. You will also be responsible for any upcoming compliance projects.
The successful candidate will possess a minimum of 10 years relevant compliance experience, gained primarily from global asset managers. Experience of using investment compliance systems (Charles River / Bloomberg AIMS) is required. Excellent communication and interpersonal skills are a prerequisite - fluency in both English and Mandarin is required.