Internal Audit Manager - Global Markets Audit, VP

Morgan McKinley Hong Kong
Hong Kong
HKD900000 - HKD1200000 per annum + bonus
18 Aug 2017
23 Aug 2017
Contract Type

Our client is a leading Global Investment Bank wiith a strong presence in Asia.


  • Perform risk assessments of Global Markets and Investment Banking businesses and assist in developing the annual audit plan
  • Lead, plan and execute audits for the Global Markets business (and other audits if required) and working closely with IT Audit on integrated audits
  • Identify emerging risks, draft and report audit findings promptly to line management and senior management and suggesting practical and innovative solutions
  • Follow up audit recommendations post-audit, assess residual risk, validate remedial work performed and document and close issues
  • Perform and document aspects of Internal Audit's quarterly continuous monitoring programme for Wholesale, in order to identify changes to risk assessments, audit plan or audit universe
  • Identify emerging risks and control themes to be included in management and Audit Committee presentations
  • Learn, understand and apply the department's audit methodology
  • Supervise and coach junior team members

The Successful Candidate:

  • Bachelors degree in accounting or finance, with ideally CPA/ACCA, CISA qualification
  • At least 10 years of working experience (in external audit, investment banking, regulatory), with at least 4 years of experience in internal audit in the financial sector is required
  • You must have a good understanding of the investment banking industry and possess strong technical knowledge of Global Markets products
  • Strong oral and written communication skills in English
  • Ability to work independently and proactively, demonstrating a strong sense of ownership and commitment to delivery
  • Ability to multi-task
  • Experience of managing teams - ideal

For confidential inquiry, please contact Rouella Landicho on 3907 3912 or email: