Senior Manager - Investment Compliance

Recruiter
Robert Walters Hong Kong
Location
Hong Kong
Salary
Bonus
Posted
28 Jul 2017
Closes
17 Aug 2017
Sector
Legal
Contract Type
Permanent
Hours
Full-time

This person will be responsible for:

- serving as a senior member and leader within the firms investment compliance team (20+ people regionally, 15+ in HK)

- acting as a Suject Matter Expert on matters of investment compliance regionally, participating on calls with global teams to advise on regional compliance matters

- project managing investment compliance initiatives (ie. pre-trade and post-trade monitoring system; investment restrictions coding/automation, etc)

- partnering with stakeholders throughout the firm to ensure a robust culture of compliance and relevant parties are informed of emerging regulation as required

- mentoring and providing guidance to junior team members

- any other ad hoc duties as required

This person should have:

- experience working in a leadership or senior role within investment compliance in the asset management sector

- strong subject matter knowledge in the investment management industry, with particular emphasis on investment compliance (investment restrictions, client suitability, trade-monitoring/approval, etc)

- good poise, ability to work effectively within a multi-national team environment and partner with stakeholders in other global offices

- ideally 6-10 years of experience, but flexible