Equities Compliance Manager
4 days left
To advise, support and guide Regulatory Compliance colleagues within the Asia-Pacific region.
To liaise with senior and regional management in order to implement Regulatory Compliance plans agreed with respective Heads of Regulatory Compliance.
To advise on regulatory compliance matters as they affect equities sales and trading
To provide compliance support and expertise to other business units within Markets when required to do so (e.g. deputise during absence of colleagues).