Equities Compliance Manager

4 days left

Recruiter
The GRACE Recruitment Group
Location
Hong Kong
Salary
Negotiable
Posted
20 Aug 2017
Closes
28 Aug 2017
Sector
Legal
Contract Type
Permanent
Hours
Full-time
  • To advise, support and guide Regulatory Compliance colleagues within the Asia-Pacific region.

  • To liaise with senior and regional management in order to implement Regulatory Compliance plans agreed with respective Heads of Regulatory Compliance.

  • To advise on regulatory compliance matters as they affect equities sales and trading

  • To provide compliance support and expertise to other business units within Markets when required to do so (e.g. deputise during absence of colleagues).