Assistant Manager - Compliance

Recruiter
Aquis Search Pte. Ltd.
Location
Singapore
Salary
Competitive
Posted
26 Jul 2017
Closes
16 Aug 2017
Sector
Legal
Contract Type
Permanent
Hours
Full-time

You will be responsible for all regulatory compliance matters in Singapore, conducting investment oversight and providing compliance support and advice to the business on regulatory rules and other compliance-related matters.

Primary responsibilities will include:

  • Liaise with regulators and handle regulatory filings and inspections
  • Monitoring investment restrictions  
  • Run AML reviews and monitoring programs
  • Keep up to date with changes in legislation and communicate implications for the business
  • Provide internal compliance training to staff and updates on compliance manual
  • Participate in regional/ global compliance projects
  • Coordinating the production of compliance reports and other ad hoc reports
  • Handling and responding to due diligence questionnaires and other ad hoc requests

In order to be considered for this role will me3e the following criteria

  • Degree in Accounting/Finance/Law or related disciplines
  • A minimum of 3-5 years' experience in the financial services industry, ideally in Compliance
  • A good understanding of the applicable regulatory requirements surrounding investments and cross-border sales
  • Strong written and communication skills