Business Auditor

China International Capital Corporation (HK) Ltd
Hong Kong
15 Aug 2017
22 Aug 2017
Job Role
Internal Auditor
Contract Type

Job Description:


Reporting to the leader of Overseas internal audit team, the job responsibilities associated with this role may be expected to include but not limited to:


  • Perform business and operational audit on Hong Kong and Overseas business units and support departments.  Conduct investigations as instructed by management.
  • Communicate audit issues with business units during audit fieldwork and to summarize audit issues and supporting documents for the leaders' review.
  • Provide control advice to business units on new products and new businesses.
  • Coordinate quarterly follow up on the implementation status of audit recommendations and promote an effective control environment across the firm.
  • Assist the leader to monitor continuously the control risks in the Hong Kong and Overseas business units and support departments
  • Assist in liaison with regulatory authorities and external auditors.
  • Assist in the preparation of management reports and audit committee materials.
  • Assist in research on business risks and control practices.
  • Require some overseas travel.

Skills and Abilities

  • Knowledge of securities brokerage & corporate finance business in Hong Kong, United States, Singapore and United Kingdom is highly advantageous;
  • Proficient in using MS Office and Visio. Knowledge in using ACL is preferred;
  • Highly analytical with excellent interpersonal and communication skills;
  • Good audit documentation and report writing skills in both English and/or Chinese;
  • Fluency in both English and Mandarin.


Personal Attributes

  • Independent self-starter and good team player.



  • Bachelor's degree in Accounting or Finance related disciplines with CPA / CIA / CISA or equivalent qualifications.
  • Big4 trained of minimum 3 years and 3 years internal audit experience, preferably with financial service institutions.