Compliance Manager, Boutique Chinese Brokerage & Asset Management Firm, 35-45k per month.

Recruiter
Pure Search Hong Kong
Location
Hong Kong
Salary
HKD 35-45k per month
Posted
08 Aug 2017
Closes
14 Aug 2017
Sector
Legal
Contract Type
Permanent
Hours
Full-time

The Role

As a part of the Compliance team, you will be reporting directly to the Managing DIrector, handling all rounded compliance duties for their Greater China business, responsible for risk based compliance review, development of compliance program, guidelines and procedures.  You will be heavily involved in new products launching procedure, providing day-to-day compliance advice to different business lines. You will also be responsible for regular compliance reporting, and be a main point of contact to local and regional regulators.

Your Profile

The successful candidate will be a degree holder in Law, Finance or Accounting, with at least 3-6 years of compliance experience working in an Brokerage, Securities or Asset Management field, with sound knowledge in SFC regulations, you will possess excellent presentation and communication skills and an ability to deal with all levels of an organization.