Manager, Investment Guidelines Management

Recruiter
Lion Global Investors Ltd
Location
Singapore
Salary
Competitive salary
Posted
14 Aug 2017
Closes
18 Aug 2017
Contract Type
Permanent
Hours
Full-time

JOB RESPONSIBILITIES

  •  Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
  • Perform advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
  • Perform pre and post trade monitoring of investment guidelines and follow up on breaches identified
  • Schedules reporting to clients and trustee
  • Perform SSAE 16 and Compliance manual checks controls
  • Conduct Investment Compliance presentations or trainings and liaise with Fund Managers / other departments where necessary
  • Handle other compliance duties and ad-hoc projects as assigned

REQUIREMENTS

  • University Degree in accountancy or business
  • Minimum of 5 years of prior experience in audit or compliance in the investment management industry
  • Able to handle himself/herself in challenging situations
  • Self-motivated, independent and confident individual
  • Knowledge of MAS regulatory requirements (SFA/FAA)