Responsible Officer (Type 1 & 4)

Superfund Financial (Hong Kong) Ltd
Hong Kong
07 Aug 2017
14 Aug 2017
Contract Type

For our Hong Kong operation we are looking for a Responsible Officer (Type 1 & 4)


Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the Group. Tasks:

  • Manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, codes, rules and regulations and standard of good market practices
  • Identify business opportunities and customer needs
  • Execute and advise on investment strategies
  • Execute the marketing and business development strategy of the business as identified by the Investment Manager
  • Participate in the business development of fund investing in Hong Kong / Asia
  • Manage performance evaluation parameters and periodic reporting on overall investment performance
  • Participate in new fund product launch in the future and other ad hoc projects¬†


  • Solid experience in selling investment funds to asset managers, IFA's and other distributors. Broad knowledge of alternative investments is a must.
  • Current holder of SFC unconditional Responsible Officer license for Type 1 & 4, regulated activities preferred
  • Large network of distributors in Hong Kong and/or other countries in the region
  • Demonstrable track record of profitability in regard to sales in the past
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Excellent command of written & spoken English and Chinese (including Mandarin)