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SENIOR AUDITOR - INVESTMENT BANK

Employer
Anonymous
Location
London, UK
Salary
Competitive
Closing date
Nov 15, 2019

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Job Role
Internal Auditor
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Senior Auditor - Investment Bank £86000 - £90000 Benefits A leading Financial Organisation based in the City of London currently require a Senior Auditor with Proven Experience in audit (internal / external) within a Financial Institution with high exposure to capital markets. Role Purpose The Senior Auditor performs, under the supervision of a Lead Auditor, a preliminary assessment of the audited activity and its internal control framework. He/she performs independent testing and analysis on specific controls in order to meet the audit's objectives. He/she also contributes to drafting the debriefing presentation and the final report sent to Management. Depending on the assignment, Senior Auditors may have to directly supervise one or several Auditors and may act as deputy to the Lead Auditor. Key Responsibilities : The Senior Auditor may either work independently or supervise one or several auditors. I - Conduct of assignment When working independently, the Senior Auditor is responsible for carrying out audit work as assigned by the Lead Auditor within the defined timeframes in accordance with IGE methodology and procedures and Internal Audit standards. This includes: To independently carry out audit planning and fieldwork, including: A preliminary assessment of the audited activity highlighting the related risks and controls Interviews, testing and analysis of the results of the controls planned in the audit program To document clearly and precisely in test sheets the controls performed and the conclusions reached To identify and report on strengths and weaknesses of the audited areas, to analyse the root causes and consequences of the identified weaknesses, to formalise possible remediation and recommendations to address the findings and to conclude on the effectiveness and efficiency of the control set-up and business practices II - Team management The Senior Auditor, when supervising one or several Auditors, is responsible for: Training the Auditors on the audit techniques and expected deliverables Reviewing the work performed by the auditor to ensure that the test results and the findings are adequately documented and the recommendations are relevant Providing regular feedbacks to the Auditor and contributing to the definition of objectives and to the end of assignment assessment related to the team allocated during assignment Ensuring collaborative and productive relationships within the team and good coordination throughout the International Network and with auditees Experience Required Proven experience in audit (internal / external) or banking organization Significant experience in a Financial Institution with high exposure to capital markets (valuation/pricing, operations, risk management, business and project management, compliance...) Auditing techniques Understanding of the risks generated by banking / securities activities Understanding of Capital Market activities, products, processes, controls and risks Competencies Required: Proficiency in Word, Excel and PowerPoint Analytical skills Verbal and written communication skills Ability to: deliver under time pressure maintain accuracy at all times Be organised Work autonomously Display good team spirit Please do get in touch if you would like to discuss this opportunity further by submitting your most up to date CV in the first instance. If you do not hear back within 72 hours, unfortunately your application has been unsuccessful on this occasion

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