Overview of the Department/Section: Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world's leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with around 3,000 offices in more than 50 markets. The Group has over 180,000 employees, and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. MUFG aims to be the world's most trusted financial group through close collaboration among its operating companies, and to respond to all of the financial needs of its clients, serving society, and fostering shared and sustainable growth for a better world. MUFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges. Please visit our website for more information - mufgemea.com. The Regulatory control team was formed in September 2015 to bring together the various operational functions performing regulatory related activities. The department is staffed with experienced personnel, who have performed several roles in Operations and have extensive product and operational process knowledge. The team members are encouraged to challenge processes and to work in partnership with other functions to enable the delivery of regulatory reporting within the required timeframe. Main purpose of the role: We have an exciting opportunity within our Regulatory control department for an operative to support the daily transaction monitoring for all regimes that MUFG Securities London has reporting obligations to. Key

responsibilities:
Daily Monitoring of Transaction Reporting flows across MiFID II / EMIR / Front Office supervision Daily Resolution of rejections and failures including raising change requests for systems Reconciliations between source systems and TR / ARM Production of MIS and Dashboard Reporting Maintaining issues logs Reporting of potential regulatory breeches to internal departments Skills and experience: Cross Operational function experience (Securities and/or OTC transaction processing) MUREX user experience Cleared trade process Proficient with core Microsoft desktop software Working knowledge of Intellimatch Functional knowledge of operations and trade life cycles Analytical and problem solving skills Ability to work to tight deadlines Preferred additional skills / experience A working knowledge of DTCC transaction reporting portal and OTC product knowledge. A good working knowledge of MiFID II transaction reporting requirements A good working knowledge of MiFID II ARM and PTT vendor packages for reporting EMIR Portfolio Reconciliation experience Personal requirements: Excellent communication skills Results driven, with a strong sense of accountability A pro-active, motivated approach. The ability to operate with urgency and prioritise work accordingly A structured and logical approach to work Excellent interpersonal skills The ability to manage large workloads and tight deadlines Excellent attention to detail and accuracy A calm approach, with the ability to perform well in a pressurised environment Strong numerical skills