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Internal Audit Senior Manager (Financial Services)

Employer
Rutherford Briant
Location
South East London, UK
Salary
Competitive
Closing date
Oct 16, 2019

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Job Role
Internal Auditor
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Rutherford Briant are recruiting for an Internal Audit Senior Manager (Financial Services) to join a Top 10 firm based in London. This role sits in the Financial Services Risk Assurance (FSRA) team, which is part of the wider Risk Assurance Services faculty. This is a fantastic opportunity for you to join an incredibly progressive firm and advance in your career. The role will include: Supporting the Partner in the day to day delivery of internal audit and wider risk assurance services to a portfolio of financial services clients, whilst assisting in staff management and business development activities. The management activities will require you to travel in the UK and overseas. You will be a strong ambassador for the firm's brand, promoting brand awareness and upholding high ethical standards of business that protect the brand, the UK firm, its staff and its clients. Line management responsibility for a number of staff and contractors Resource planning to ensure all client engagements are adequately resourced in a timely manner Assisting the Partner in recruitment for future team members and consultants Providing bespoke training programmes for junior staff Setting and managing staff utilisation figures. Oversee delivery of client work as part of the engagement delivery team, being a recognised firm Manager for client engagements Agreeing engagement scopes with clients Overseeing client delivery by team members Quality assurance reviews of internal audit files and reports Approval of work in line with professional standards and mandated delegated authorities. Effective stakeholder engagement and relationship management; Completion of ARU's, strategies and audit opinions. Onboarding new clients, devising fees and appropriate budgets Manage internal audit contracts in line with the agree budgets Billing, invoicing and recovery management Assist the Partner in business development initiatives, including writing tender proposals, being involved in tender presentations and visits to target clients and networking at various events to build the firm's brand. Contribute to the firm wide FS faculty through: Cross referral of opportunities to other service lines and disciplines, playing a full role in FS sector groups and initiatives and joint targeting with other service lines. You should be ACA/ACCA/IIA qualified and will have extensive practical experience of working in an equivalent position in a professional services firm or large in-house function within industry. You should be technically proficient in executing and leading audits in accordance with IIA standards and the standards on effective audit in financial services across several of the following areas, such as: Regulatory reporting (COREP/FINREP) Client Money and Assets (CASS) CRD IV MIFID II Recovery & Resolution Planning (RRP) ICAAP and Pillar 3 reporting Senior Managers & Certification Regime FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks Governance Conduct Risk Management You should also be a team player, dynamic, ambitious, proactive and resilient, with excellent interpersonal and stakeholder management skills, a pro-active 'can-do' attitude and excellent written and oral communication skills. This is a great opportunity to join a progressive firm, where you can quickly advance in your career.

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