Regulatory Audit
Compliance monitoring / Regulatory Audit VP Investment bank £60,000 - £100,000 My client is an investment bank in London that has gone through some transformation and restructuring. They are looking to grow their compliance monitoring function with additional headcount. The team mandate is to independently assess and test the design and operating effectiveness of 1st level controls framework (Regulatory Compliance and Financial Crime Compliance) which has been put in place to ensure compliance with the Bank Policies and Regulatory requirements. You must have a skill set of regulatory audit, assurance, thematic reviews, compliance monitoring within investment banking. Please contact me for more information nebarclaysimpson.com
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