Lead Analyst,Regulatory reporting, CASS

Recruiter
Pontoon
Location
South East London, UK
Salary
Competitive
Posted
19 Jul 2019
Closes
23 Jul 2019
Ref
1191504746
Contract Type
Permanent
Hours
Full-time
Level of qualification
Newly qualified, Qualified
Lead Analyst, Regulatory reporting, Control Testing, CASS London 4 months One of our large Financial clients is currently looking for a Lead Analyst with Regulatory reporting, Control Testing, CASS to join there team Have a good understanding of the banks products & services, Custody, operations Regulatory reporting and control testing role supports businesses and operations to ensure risk culture and controls environment meet the requirements of the FCA's Client Asset rules (CASS). Examines CASS risk and controls for accuracy, consistency and compliance. Assists in root cause analyses to identify control enhancements and contributes to the development of actions plans to address. Implements plans and programs that help reduce overall CASS risk and supports more senior team members in driving CASS objectives through the organisation. For the monthly CMAR return co-ordinates data collation with internal stakeholders and undertakes CMAR production and quality assurance processes. Prepares reports and delivers results to senior management, governance committees or other forums as applicable. Understands and can articulate well processes, products and relevant systems which from which CASS risks may arise. No direct reports. Contributes to the achievement of team objectives. Experience working with securities operations is required. Bachelors degree or the equivalent combination of education and experience is required. Investment Operations Certificate (IOC) desirable. Experience performing controls testing in a monitoring, audit or assurance role and knowledge of the FCA's Client Asset Handbook also desirable. Control testing Regulatory reporting Client Assets (CASS) Securities/Financial Services/Banking/Custody Operations background

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