Senior Compliance Officer
- Employer
- Integer Resourcing
- Location
- Leicester, UK
- Salary
- Competitive
- Closing date
- Jul 16, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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My client is an established Financial Services provider based in the East Midlands. Due to the continued success of the business and subsequent growth of the Compliance function they are currently recruiting for a Senior Compliance Officer. Reporting to the Head of Compliance your main responsibilities will include; Supporting and advising on regulatory matters (FCA CONC, SYSC, PRIN, DISP, COBS) Advising on the practical application of regulatory rules, guidance and principles Investigating and reporting on the regulatory impact and compliance risks Second line monitoring/reviews of policies, processes and products Reviewing policies, systems, processes and effectiveness of our systems and controls Providing training and building compliance competency Becoming a subject matter expert in key compliance areas such as GDPR, AML, MiFID II, IDD and product governance You will be a Compliance professional with a minumum of two years experience within the Financial Services sector. You will have current knowledge of financial services regulations, industry best practices and processes. My client offers a competitive salary and benefits package and excellent scope to progress within the Group
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