Compliance Officer - Regulated Financial Advice
- Employer
- Aston Charles Ltd
- Location
- UK
- Salary
- Competitive
- Closing date
- Jun 20, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
You need to sign in or create an account to save a job.
As a true market-leader in its specialist field, our client continues to enjoy impressive expansion. As a result,the firm now seeks additional compliance expertise to help it service its ever-growing network of IFA's. Dealing with file review work for a wide variety of Directly Authorised IFAs, you'll ensure that compliant advice is provided to the customer, with a focus on specialist and complex cases. On a daily basis you'll review client advice files to the highest possible standard and prepare detailed, coherent reports that present remedial action, where appropriate, to comply with FCA regulations and TCF principles. This is a full-time, permanent opportunity based from our client's impressive Greater Manchester offices, where you'll work autonomously but will be part of a specialist team of market professionals, all with the same high standards and attention to detail. As a matter of urgency, we invite applications from Diploma Qualified individuals with, ideally, recent experience in a file review or complaint handling role. Additionally, we also welcome applications from experienced Advisers seeking a move from advice into something different yet relevant to their experience and qualifications. In return, you can expect a basic salary of up to £35K underpinned by a superb suite of benefits to include bonus, 27 days holiday, PMI, Life Assurance, Pension with 7% employer contribution, and shopping discounts. Our client is ready to interview and offer now. There is a one interview process and all interviewees can expect a swift response. Aston Charles - a personalised service from industry experts Financial Services and General Insurance Recruitment For more jobs like this, or for more information on how we may be able to help you in your search for a new job, please visit our website
You need to sign in or create an account to save a job.
Get job alerts
Create a job alert and receive personalized job recommendations straight to your inbox.
Create alert