Compliance Officer

Focus Search and Selection
Peterborough, UK
16 Jun 2019
19 Jun 2019
Contract Type
Level of qualification
Newly qualified, Qualified
As a result of the continued growth of the organisation, our client has the opportunity for a Compliance Officer to join the team. The Compliance Officer will support the Compliance Manager and be the first point of contact for those within the business. The Compliance Officer will need to have an understanding of the professional standards, legislation and internal policies required to meet those standards within a financial services organisation or legal practice. The successful compliance officer will also have responsibility for matters such as, but not limited to: Investigating breaches, responding accordingly and follow up on corrective action Managing our electronic ID verification account (Creditsafe) and ensuring data integrity Adding and deleting staff accounts for Creditsafe and Riliance Producing compliance reports Processing applications for starters and leaver notifications for CQS and Lexcel Collating information for internal audits and external assessments Experience in any of the following would be advantageous but not essential: Experience working with quality accreditations Proficient in Microsoft office products Knowledge of Riliance software is an advantage Knowledge of Lexcel, CQS and ISO 9001 is an advantage In addition, as this particular role sits within the legal practice, any legal experience as a Paralegal. Legal Secretary etc. might also be advantageous. Don't delay, apply today for a confidential conversation. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful Please note that our client is an equal opportunities Employer and adheres to all relevant legislation and offer services regardless of age, race, sex, disability or religious belief. By using Focus Search & Selection, you signify your assent to our Privacy Policy. You can view this on our website.