Compliance Analyst

Recruiter
First Recruitment Services
Location
Horsham, UK
Salary
Competitive
Posted
16 Jun 2019
Closes
20 Jun 2019
Ref
1182151116
Contract Type
Permanent
Hours
Full-time
Level of qualification
Newly qualified, Qualified
My client, a key employer in the Horsham area, is looking for a Compliance Analyst to join their growing, successful company. Role: Compliance Analyst

Salary:
£25-28,000pa

Location:
Horsham Hours: Monday - Friday 9am - 5.30pm Key Duties: - To provide assurance, advice and guidance to the business to support compliance Ownership of the comprehensive scheme of compliance monitoring across the platform, in accordance with both regulatory and internal standards. Ownership of regular quality reviews across all areas of the business, including analysis, communication, resolution process and record retention. Conducting case reviews (AML, PEP, Fraud, Insider Dealing, etc.) Complete enhanced due diligence and monitoring processes, including risk assessments. Compliance administrative tasks. Conducting activity reviews and identifying associated trends. First line escalation point for compliance queries (including AML referrals). Planning and ownership of projects and ad-hoc tasks as required by management. Attend meetings and compile minutes where required. Set-up and ongoing maintenance of Compliance rules. Identify and communicate system and procedure enhancements to management. Identifying trends to help facilitate service and training improvements. Assist in the update of compliance documentation. The perfect candidate will ideally have the following skills / experience: - Good knowledge of FCA rules and their interpretation/application. Good knowledge retail investments, savings and pensions. Good knowledge of Data Protection requirements Ability to communicate with others confidently whilst remaining flexible/adaptable. Highly developed analytical, observational, written and verbal communication skills. Competent with Microsoft Office programs Essential - Good experience within the financial services, preferably in an investment and/or platform-based environment with a good understanding of FCA/PRA regulatory expectations and compliance requirements. Desirable - Previous compliance experience, ideally within an analytical role. Desirable - CISI IOC qualified (or equivalent) or the desire to work towards this. First Recruitment Services is acting as an Employment Agency in regards to this vacancy

Similar jobs

Similar jobs