Internal Auditor - FCA regulated environment
- Employer
- Lloyd Recruitment Services Ltd
- Location
- Sutton Green, UK
- Salary
- Competitive
- Closing date
- Jun 16, 2019
View more
- Job Role
- Internal Auditor
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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Internal Auditor - FCA regulated environment
Salary:
According to experience/qualification
Location:
Based Sutton, Surrey area Lloyd Recruitment Services are proud to be recruiting for one of their most prestigious clients, a leading, global financial services organisation, seeks an Internal Auditor to perform audits (within FCA controlled environment) and Sarbanes Oxley compliance testing. The client is a highly reputed, extremely successful, globally renowned brand name with amazing offices in Surrey. Employee focused, they pride themselves on the professional, friendly and supportive environment they create for their staff, and the comprehensive benefits package they offer alongside their competitive salaries. Main
responsibilities:
Carrying through regular and special audits of all business areas and all tasks associated with the audits in order to ensure compliance with existing internal and external (regulatory) requirements Carry through management testing of controls over financial reporting to ensure compliance with the Sarbanes Oxley Act Development and maintenance of audit programmes, audit procedures and audit checklists Regular follow up of audit findings Active support of related projects Consultation / advice with regard to aspects of internal controls and their effectiveness and efficiency Support of external auditors in the course of the statutory audit process Utilisation of common audit software tools to document audit results and efficiently analyse large volumes of any type of transactional data Skills and experience required: Previous internal auditing experience is an essential requirement to be considered for this position, ideally with this experience being gained within a banking or financial services organisation, therefore possessing knowledge of regulatory requirements of the UK compliance environment. Experience as an auditor with proven ability to : Plan internal audits, prepare audit programmes, perform audit work to deadlines, conduct the exit meeting, prepare the report, ability to communicate effectively with Senior Management (written and oral) Knowledge of FCA & Sarbanes Oxley regulations Knowledge of process-oriented auditing, risk based audit planning Good PC knowledge (MS office) Experience of common audit software Excellent written and spoken communication skills Experience of SAP, Cognos, Outlook Independent self-starter Strong analytical skill and logical thinker Must understand the focus on quality, efficiency and meeting agreed deliverables Must be able to maintain a professional outlook in delivery of services Applicants will ideally be educated to degree level, or be qualified through experience as an internal auditor. It is preferred if applicants hold an audit related formal qualification, i.e. ACA, ACCA or CIA. Due to the location of the client, it is preferred that applicants are able to drive as they are not well serviced by public transport; this is not an essential requirement. Unfortunately, due to the high volume of applications, only those who are shortlisted will be contacted. Keywords: Internal audit, internal auditor, compliance, risk, operational risk, Sarbanes Oxley, audit, ACA, ACCA, CIA, regulatory, FCA, Financial Conduct Authority, TCF, DISP, SAP, Cognos, audit programmes, process-oriented auditing, risk based audit planning
Salary:
According to experience/qualification
Location:
Based Sutton, Surrey area Lloyd Recruitment Services are proud to be recruiting for one of their most prestigious clients, a leading, global financial services organisation, seeks an Internal Auditor to perform audits (within FCA controlled environment) and Sarbanes Oxley compliance testing. The client is a highly reputed, extremely successful, globally renowned brand name with amazing offices in Surrey. Employee focused, they pride themselves on the professional, friendly and supportive environment they create for their staff, and the comprehensive benefits package they offer alongside their competitive salaries. Main
responsibilities:
Carrying through regular and special audits of all business areas and all tasks associated with the audits in order to ensure compliance with existing internal and external (regulatory) requirements Carry through management testing of controls over financial reporting to ensure compliance with the Sarbanes Oxley Act Development and maintenance of audit programmes, audit procedures and audit checklists Regular follow up of audit findings Active support of related projects Consultation / advice with regard to aspects of internal controls and their effectiveness and efficiency Support of external auditors in the course of the statutory audit process Utilisation of common audit software tools to document audit results and efficiently analyse large volumes of any type of transactional data Skills and experience required: Previous internal auditing experience is an essential requirement to be considered for this position, ideally with this experience being gained within a banking or financial services organisation, therefore possessing knowledge of regulatory requirements of the UK compliance environment. Experience as an auditor with proven ability to : Plan internal audits, prepare audit programmes, perform audit work to deadlines, conduct the exit meeting, prepare the report, ability to communicate effectively with Senior Management (written and oral) Knowledge of FCA & Sarbanes Oxley regulations Knowledge of process-oriented auditing, risk based audit planning Good PC knowledge (MS office) Experience of common audit software Excellent written and spoken communication skills Experience of SAP, Cognos, Outlook Independent self-starter Strong analytical skill and logical thinker Must understand the focus on quality, efficiency and meeting agreed deliverables Must be able to maintain a professional outlook in delivery of services Applicants will ideally be educated to degree level, or be qualified through experience as an internal auditor. It is preferred if applicants hold an audit related formal qualification, i.e. ACA, ACCA or CIA. Due to the location of the client, it is preferred that applicants are able to drive as they are not well serviced by public transport; this is not an essential requirement. Unfortunately, due to the high volume of applications, only those who are shortlisted will be contacted. Keywords: Internal audit, internal auditor, compliance, risk, operational risk, Sarbanes Oxley, audit, ACA, ACCA, CIA, regulatory, FCA, Financial Conduct Authority, TCF, DISP, SAP, Cognos, audit programmes, process-oriented auditing, risk based audit planning
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