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Regulatory Advisory Compliance Manager - Investment Management

Employer
Robert Walters
Location
South East London, UK
Salary
Competitive
Closing date
May 31, 2019

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Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Regulatory Advisory Compliance Manager - Investment Management A rare opportunity has become available at a prestigious Investment Management firm based in London. Our client offers bespoke Investment Management expertise across a range of products. There investors range pension funds, insurance companies, sovereign wealth, funds of funds, foundations, and private banks. They are keen to strengthen their Compliance function with an interim resource for 12-14 months to cover a maternity leave. This pivotal role will work closely with the business offering valuable support across all aspects of Compliance. A key emphasis for this role is regulatory horizon scanning keeping abreast of current regulatory developments in the current markets. You will also take control leading internal regulatory projects such as SM&CR, post Brexit positioning and business development projects working closely with various teams to ensure delivery. Other Key Responsibilities / Accountabilities Provide guidance and support on all aspects of Compliance including global regulations impacting the business working closely with its stakeholders Co-ordination of Fund Board and regulator reporting to ensure regulatory deadlines are met Maintaining regulatory permissions across various jurisdictions which includes; UK, Cayman Islands and Australia Providing guidance on marketing rules and requirements across all jurisdictions globally Liaise closely with compliance consultants Educate and advise on Compliance developments Maintain and review Compliance policies and procedures Develop strong working relationships with relevant stakeholders Assist with developing compliance training across the business Knowledge, technical skills and expertise Investment Management experience Exposure to and in-depth awareness of AIFMD, UCITS, MiFiD Knowledge and/or awareness of Cayman, Irish and Australian regulation helpful Compliance generalist experience is essential Experience leading regulatory projects Strong understanding of regulations Personal attributes Strong stakeholder management skills Team player in a group environment People management experience This is an exciting opportunity and keen to hear from candidates who are interested in working with driven, forward thinking global asset manager. Please apply for more information regarding this Regulatory Advisory Compliance Manager - Investment Management This opportunity offers a competitive salary and benefits package along with future long-term opportunities. This job was originally posted as www.totaljobs.com/job/86259796

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