Regulated Lender Compliance Manager-London
- Employer
- Coast Specialist Recruitment
- Location
- Central London, UK
- Salary
- Competitive
- Closing date
- May 31, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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An award winning, highly successful lender with an excellent reputation for staff retention and personal development are now at the point where they need a suitably experienced lending compliance professional who are not set to apply for regulated lending licence. The main duties will include but not be limited to: As a " stand alone "Compliance Officer assuming responsibility for setting up a Lending compliance function. This will include putting frameworks in place and sample testing mortgage/loan files and telephone calls reviews, T&C file checks, review of correspondence and any other material as required. Writing up the reviews undertaken and issues identified. Escalation and resolution of issues where appropriate. Creating, reviewing and updating the Compliance manual where required. Answering staff queries on specific cases using regulatory/mortgage knowledge Regulatory (FCA)and internal reporting including management information analysis. Undertaking Adhoc projects where required Deputise for the compliance manager in their absence. Complaint investigation and resolution including preparing final responses to clients. Candidate Attributes: Someone who seeks the freedom and autonomy to create a " start up" Compliance function. Ability to swiftly learn the products and procedures of this niche lender and therefore a proactive and questioning nature is essential. Work to tight deadlines and manage own time, duties and require little supervision Excellent command of the English language including strong written and verbal communication skills Strong interpersonal skills Familiar with regulations including but not limited to FCA, ICO, JMLSG & OFT The role offers a competitive package including a negotiable basic salary, bonus and a range of benefits. Interviews are available immediately. This job was originally posted as www.totaljobs.com/job/86244653
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