Senior Compliance Officer

Recruiter
Nashrock Insurance Recruitment
Location
London, UK
Salary
Competitive
Posted
26 May 2019
Closes
30 May 2019
Ref
1142746825
Contract Type
Permanent
Hours
Full-time
Level of qualification
Newly qualified, Qualified
About the Company A leading independent Lloyd's Broker based in the City of London. About the Role This is a brand new position due to company growth, reporting to the Compliance Director. Responsibilities Responsible for monitoring all regulatory obligations, compliance and non-compliance or notifiable breaches Advising on FCA and regulatory issues Supporting Compliance Director ensuring appropriate notifications to FCA Complaints handling Selling practises Ensuring conduct and risk policy Guaranteeing adequate training and competence Assuring appointed representatives are monitored Monitoring client money requirements About you Detailed knowledge of the FCA's rules Ability to support and influence colleagues in relation to direct compliance responsibilities Professional relationship building capabilities If your interested in finding out more and having a confidential discussion click APPLY NOW

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