Head of Compliance

Recruiter
Sparks Careers Morgan McKinley
Location
South East London, UK
Salary
Competitive
Posted
26 May 2019
Closes
28 May 2019
Ref
1157170478
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
Head of Compliance Investment firm & international software development company - Trading Platform is the main product. Perform both CF10 and CF11 roles Ensure the business achieves and maintains compliance with all current and future FCA requirements in all areas of responsibility. Act as compliance support and counsel for the senior management of the business Develop and maintain compliance policies and training material, ensuring both are up to date with current regulations Structure and implement a compliance monitoring program Handle customers' complaints in the appropriate timescales Be the point of contact with the FCA and other regulatory bodies and be responsible for 'Gabriel' online system Our requirements: Degrees in engineering, law, economics, finance and management will be an advantage but not a requirement Previous involvement in FCA regulatory Compliance Experience and approval as CF10 required Knowledge of CFD's and spread bets products Excellent knowledge of Anti Money laundering implementation and monitoring Strong working knowledge of compliance monitoring in an FCA-regulated investment firm Must be based in the UK What we offer: Competitive Remuneration Standard working hours, 5 days a week Professional and monetary opportunities in an international company which is one of the world leaders in the industry Medical insurance Friendly and positive environment Morgan McKinley is acting as an Employment Business in relation to this vacancy. Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide. This job was originally posted as www.totaljobs.com/job/86544834

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