Compliance Specialist

Recruiter
Maclean Moore Ltd
Location
South East London, UK
Salary
Competitive
Posted
26 May 2019
Closes
28 May 2019
Ref
1157168088
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
Maclean Moore are currently working with a leading European hedge fund manager who are looking for a Compliance Specialist to come in on a 6 month contract paying £500-£550p/d. They are looking for a candidate preferably from a Wealth Management, Investment Management or Venture Capital background. Key

Responsibilities:
- Lead compliance professional within the company - Build and enhance compliance culture and processes - Ensure compliance with all relevant FCA regulations and frameworks - Ensure that all staff are trained and appropriately informed concerning compliance related matters as defined in the FCA handbook - Ensure all outsourcing contracts comply with SYSC 8 and develop controls to monitor contracts and procedures, holding controlled functions CF10 and CF11 - Continuously review the company's internal practices, policies and procedures The Person: - 5 years of experience in a financial compliance role, preferably in the investment management industry - Strong understanding of the FCA rulebook and upcoming regulatory changes - Previous direct interaction with the FCA and deep knowledge of effective ways of working with regulators - Previously held or prepared to hold FCA controlled functions of CF10 and CF11 If you are interested and feel you have the relevant skills, please apply promptly and we will call you to discuss further. This job was originally posted as www.totaljobs.com/job/86537340