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Compliance Manager Investments Team

Employer
Colyer Dodd and Company Limited
Location
South East London, UK
Salary
Competitive
Closing date
May 20, 2019

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Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
An established regulatory consulting firm is currently expanding and is looking to recruit a Manager to join its Investment Compliance team. Advising and helping a range of firms, including traders and brokers, the successful candidate will have good knowledge of not only the application of regulation, but also a grounding in investment products; equities, derivatives/CFD's and various types of funds. The role will involve providing a technical support function internally and to client firms, assisting Senior Management with a wide variety of projects; conducting regulatory audits and developing compliance policies and procedures. The role will allow you to help develop others and build effective client relationships. You will need to have thorough Investment Compliance knowledge and ideally CISI (or equivalent) qualifications and demonstrate incredibly strong attention to detail. Knowledge of compliance requirements for MiFID firms, such as Market Abuse, Conflicts of Interest, Financial Promotions, Financial Crime prevention and PA Dealing will be necessary. This role will suit someone with enthusiasm and commitment. This is one of a number of roles we are currently dealing with, should you wish to learn more about this vacancy or have a confidential discussion about career opportunities that may be available to you, please do not hesitate to call Stephen Colyer. Colyer Dodd & Company Limited act as an employment agency. F or full details of our Data Privacy Notice please see our website. Due to high volume of applications we may only be able to contact you if your application is successful. This job was originally posted as www.totaljobs.com/job/86529481

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