Compliance Officer

Spring Technology
Birmingham, UK
19 May 2019
23 May 2019
Contract Type
Level of qualification
Newly qualified, Qualified
Compliance Officer / Location - West Midlands / Permanent / Start - ASAP / £NEG We are looking for an experienced Compliance Officer to work for a reputable financial services organisation located in the West Midlands. You will be working in the compliance department reporting to the Compliance Manager. Role Provide assurance that the business is operating within its policies and procedures and adhering to regulatory requirements Assist in embedding the Compliance Framework throughout all business areas Operate within the framework for the identification, monitoring and reporting of financial crime within the business in line with regulatory requirements. Key Requirements of the Role: Work with other departments to embed the Compliance Framework, updating policy statements, investigating MPPI complaints, creating reports for the Executive Compliance Committee and the Audit & Compliance Committee. Complete compliance tasks, including compliance monitoring and quality assurance reviews as allocated, managing and prioritising own workload to ensure that work is completed within the specified timeframe. Able to review regulatory publications and assess the impact to the Business and update various documents as required. Carrying out anti-money laundering and financial crime reviews and daily transaction monitoring. Work with the MLRO to investigate any internal suspicious activity reports and report to National Crime Agency. Operate within the General Data Protection Regulations, monitoring compliance with the regulations in relation to policies, procedures, the protection of personal data and staff training. Process Data Subject Access Requests. Have a clear understanding of Operational Resilience, what constitutes an incident and the appropriate action to take when an incident occurs. Able to complete work accurately, within the required timeframe to a high standard. Experience: Experience working in a compliance function. Have an open and approachable manner and the ability to communicate and work alongside all departments promoting a good compliance culture. Good written communications with attention to detail. Ideally hold a relevant qualification e.g. Compliance Diploma, Institute of Risk Management Certificate or Certificate in Mortgage Advice and Practice (Ce-Map) If you have the skills we are looking for and would like more information on the opportunity, forward your CV to Spring acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. The Spring Group UK is an Equal Opportunities Employer. By applying for this role your details will be submitted to Spring. Our Candidate Privacy Information Statement explains how we will use your information - please copy and paste the following link in to your browser: candidate-privacy-information-statement