Compliance Executive, Asset Management
- Employer
- Robert Walters
- Location
- South West London, UK
- Salary
- Competitive
- Closing date
- May 21, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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This is an exciting opportunity to become part of a dynamic and growing entrepreneurial asset manager. You will be based in the London head office and work with a global compliance team across the US, Asia, and Europe. The role will be a varied and interesting role covering areas of the firm's investment guidelines and compliance monitoring programme as well as ad hoc projects and matters where required. Key responsibilities Assist with investment guidelines/investment restriction monitoring and breaches, as well as investigating when needed Assist with other elements of the compliance monitoring programme, including periodic reviews, market abuse, best execution, personal account dealing, etc. Work closely with the rest of the compliance team on other projects and ad hoc matters as required Key requirements Three to six years of compliance experience within asset management or top investment bank UCITS and/or AIFMD experience and knowledge Guideline/investment restriction monitoring This job was originally posted as www.totaljobs.com/job/86387830
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