IFA Compliance Associate
- Employer
- Anthony Alexandra
- Location
- Shoreham-By-Sea, UK
- Salary
- Competitive
- Closing date
- May 23, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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Anthony Alexandra are currently working with a reputable Independent Financial Advisers based in the West Sussex area. Our client is currently seeking an IFA Compliance Associate to join their growing team. This position offers a fantastic opportunity within a growing organisation with industry-leading expectations. They offer a stimulating, friendly and supportive environment, and you will be working with a team with impressive regulatory experience. The Compliance Officer with be responsible for the following: File checking and Adviser KPI reviews Advising the business on maintenance of compliance Maintenance of compliance registers and reports Perform due diligence on prospective Introducers and issue agreements. Candidates to be considered for this role should have the following skills and experience: Over 4 years' experience working within the Financial Services sector Previous experience working within a Compliance role Achieved Level 4 Diploma in Financial Planning would be an advantage If you are interested in this exciting position and have the relevant skill set and experience, then please apply now
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