Skip to main content

This job has expired

Senior Business Analyst - Compliance Rules

Employer
Adzuna UK
Location
UK
Salary
Competitive
Closing date
May 26, 2019

View more

Job Role
Business Analyst
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Senior Business Analyst - Compliance Rules Oxfordshire £800 P/D - Month Initial Contract Do you have substantial experience in Compliance, within asset management or financial services? Would you describe yourself as having strong interpersonal/communication skills, able to work effectively with a network of colleagues? If so, please read on Our multinational client is looking for a highly motivated individual to review, generate, modify and test CRD rules for all necessary accounts. What's more, the incumbent will be personally responsible for monitoring pre/post trade compliance complications, including investment eligibility diversification and also the coding, testing and reviewing of the COLL rules to ensure all controls and effective. Key Responsibilities - Liaise with internal team members and offices to extract investment restrictions to be coded into the system (CRD) and communicate feedback into the new client process. - Represent UK compliance on the global monitoring working group, to raise issues of a global nature. - Recognise any CRD issues and raise with internal/external teams across the business. - Global co-ordination of the business' group level (FCA/takeover panel, threshold controls, reporting) to maintain the facility, ensuring the necessary systems are updates. - Coding of rules in CRD trading system for Henley, Paris, and Frankfurt managed funds and As Of system for batch. Including global co-ordination for cross investment centres trading and/or dealing. Essential Skills - Proven experience in compliance with thorough understanding of FCA Handbook (COLL, COBS, SYSC). - PC literate (CRD) - Deep understanding of FCA code of business. - Excellent relationship management and negotiation skills. - Effective time management skills and personal credibility. - Financial services or Asset management industry experience Desirable Skills - Understanding of derivatives. - Professional qualification in related subject matter. Would you say you fit the skill set for this role? If you're interested, please forward over a copy of your CV ASAP.

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert