Regulatory Risk & Compliance Manager

Recruiter
MERJE Ltd
Location
South East London, UK
Salary
Competitive
Posted
17 May 2019
Closes
26 May 2019
Ref
1074031553
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
This business is a specialist lender about to launch as a start-up Bank and gain authorisation for new products into the financial services market. The key purpose of this role is to provide oversight, maintenance and development of the regulatory risk and compliance framework, systems and controls. Key responsibilities include: Co-ordinating, undertaking and reporting on compliance reviews and oversight activities Maintaining and monitoring Risk and Compliance Policy, adherence and alignment to regulation Maintaining regulator reporting requirements Completion of Anti Money Laundering reviews and Audits Maintaining the Financial Crime policy, adherence and oversight activities Interpret and disseminate regulatory changes and information, including horizon scanning Providing advice in relation to the interpretation of the regulatory rules and propose solutions Management of compliance risk with the Banks' governance processes Developing and maintaining risk and compliance training plans and monitoring adherence Keep up to date with industry knowledge to ensure appropriate competency levels are maintained Be familiar with the business and current regulatory compliance initiatives in a way that is likely to meet with FCA expectations The Person C.5 years operating within the UK regulator, advisory practice or at management / supervisory level with Retail banking and UK Financial Services A regulatory compliance specialist Risk and Compliance management experience In depth knowledge of operating in a B2C or B2B lending business Experience in the development and practical deployment of change processes and rule mappings to facilitate compliance with the Bank's systems and controls framework Effective verbal and written communication skills Management of multiple stakeholders at various levels Ability to work under pressure and to meet deadlines Detail oriented Takes initiative with a 'can-do' attitude

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