Compliance Regulatory Reporting Analyst
- Employer
- Clarc Recruitment Limited
- Location
- London, UK
- Salary
- Competitive
- Closing date
- Jun 4, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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A brokerage firm is looking for a Compliance Regulatory Reporting Analyst to join their team. The role will predominantly be focused on surveillance & regulatory reporting however will also gain exposure to other aspects of Compliance so a good opportunity for an individual who may be in a more narrowly focused role currently. Main Responsibilities Responsible for, or assist with accurate reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting Responsible for maintaining accurate records and data in conjunction with regulatory reporting Responsible for EMIR Delegated Reporting customer on-boarding and continued support Responsible for monitoring and problem solving with Transaction Reporting Responsible for or assist with information requests from Exchanges and Regulators Where appropriate engage in research in relation to keeping up to date on financial regulatory developments Responsible for or assist with confidential investigation research Assist with client transaction and order monitoring for market abuse and AML where necessary Job Requirements: At least 3 years in a similar Regulatory Reporting role working for a similar Financial Services firm/brokerage. Solid IT skills. Excellent verbal & written communication skills. The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.
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