Senior Compliance Analyst
- Employer
- Bear Consulting Ltd
- Location
- London, UK
- Salary
- Competitive
- Closing date
- Apr 23, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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Do you have at least 2-3 years relevant experience, preferably gained in an asset management or equivalent environment? Do you have experience of reviewing both retail and institutional financial promotions, across multi products and asset classes? Do you have knowledge of FCA COBS Regulations specific to financial promotions? Senior Compliance Analyst Global award-winning Asset Management firm is going through a period of expansion due to an increase in client activity. Our client, based in London is after a Compliance person to join the Compliance Team. Senior Compliance Analyst Review the Financial Promotions in the UK across all media and key business contacts for all marketing related technical & advisory matters. Assist in the completion of tasks relating to the UK fund ranges, such as the management of breach & complaints records, review of report and accounts, review of eligible markets etc. Assist in all distribution related technical enquiries. Ensure the business receives updates on relevant regulatory developments and provide regulatory training as required. Assist in the review of other documentation such as Distribution Agreements, Prospectus, RFP's etc. Assist in the completion of relevant projects through to implementation. All applications are welcome and will be reviewed for this excellent Senior Compliance Analyst role.
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