Compliance Officer/ Generalist (Brokerage). The Role Robert Half Financial Services are representing a West End based Equity Brokerage to urgently hire a Compliance Officer/ Generalist (Equity Sell-side Brokerage). The role will require a minimum of 1- year's working Compliance experience gained from ideally a reputable Investment Bank, or sell-side Brokerage. The role is initially temporary for 6-month's with the view to going permanent. The successful candidate with will support the firm's sell side Legal and Compliance department and will be involved in a varied selection of compliance workstreams. The teams work on a collaborative basis across borders and accordingly, the candidate may also work with other members of the legal and compliance departments in London, New York, Luxembourg, Hong Kong, Sydney and elsewhere. Key

Responsibilities:
AML Financial Crime. Compliance Monitoring, review and implementation. Reviewing of Marketing materials. Regulatory Compliance - i.e. Mifid2, EMIR, Seniors Management Regime. Market Abuse surveillance and daily report writing Training and advising both internal and outsourced staff. Salary £200 per day- £300 per day. Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. By applying to this position, you acknowledge that you have read and accept the following terms:https://www.roberthalf.co.uk/privacy-notice