Senior Compliance Analyst

Recruiter
City East Recruitment Limited
Location
London, UK
Salary
Competitive
Posted
21 Apr 2019
Closes
16 Apr 2019
Ref
1129459881
Contract Type
Permanent
Hours
Full-time
Level of qualification
Newly qualified, Qualified
Senior Compliance Analyst London (Tower Bridge Area) Permanent £60,000 - £80,000 dependant on experience bonus benefits cer Financial are working with a respectable forex trading company based in the Tower Bridge London area, who are looking to hire an experienced Senior Compliance Analyst to assist with the delivery of the firm's Compliance programme. This role will involve reporting to the Senior Compliance Manager and assisting the Compliance team on various Compliance projects. Please only apply for this role if you have Compliance Monitoring/Advisory experience within a banking or investment environment and a strong understanding of the relevant PRA and FCA conduct requirements. Responsibilities of the Senior Compliance Analyst will include: Assisting the delivery of the firm's Compliance Monitoring programme. Carrying out research and providing regulatory advisory to the business on operational, financial crime and conduct/conduct risk matters. Focusing on the key compliance risks and take a proportionate approach to scoping tests and completing testing efficiently to make the best use of available resources. Escalating any potential issues and documenting appropriate remedial actions. Supporting the Compliance team on various Compliance projects. The successful Senior Compliance Analyst will have: Previous banking or investment experience. Compliance Monitoring and/or Compliance Advisory experience. The ability to understand the firm's regulations, specifically relating to the PRA and the FCA conduct requirements. At least 3 years' experience of working in compliance environment Should have professional qualifications, and/or be degree educated. Excellent knowledge of the FCA and PRA handbooks. Confidence to use own initiative and apply judgment.

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