Senior Compliance Officer

City East Recruitment Limited
London, UK
21 Apr 2019
16 Apr 2019
Contract Type
Level of qualification
Newly qualified, Qualified
Senior Compliance Officer London, Mayfair Permanent Circa £80,000 - £84,000 benefits Our client an asset management company based in Mayfair London, are looking to expand their Compliance team with a Senior Compliance Officer to take over the day-to-day responsibility for the compliance function. This is a very exciting role working with a dynamic Asset Management company who need an entrepreneurially orientated Compliance professional to join their team. This role will mainly involve overseeing the compliance for the group in the UK and Europe. If you meet the below criteria, please reach out to Darren Winter today Responsibilities of the Compliance Officer will include: Working closely with the group's General Counsel and Chief Compliance Officer toimplement and oversee the group's Compliance framework. Monitoring and managing existing processes. Engaging in research and thought leadership regarding corporate regulatory and Compliance practices. Helping structure and automate all Compliance processes. Responding and answering all compliance enquiries. Review and approving marketing materials and activities The successful Compliance Officer will have: Four or more years' Compliance experience in an FCA-regulated environment with a leading asset management, financial services, or data business. A strong academic background. Excellent communication and presentational skills, in person and in writing. Solid understanding of FCA and international regulatory frameworks Professional qualification as an English lawyer or Compliance professional with significant experience of international Compliance work