Senior Compliance Manager

Recruiter
Alexander Lloyd
Location
South East London, UK
Salary
Competitive
Posted
20 Apr 2019
Closes
24 Apr 2019
Ref
1114782456
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
ESTABLISHED WEALTH MANAGEMENT BUSINESS SEEKING AN EXPERIENCED COMPLIANCE MANAGER; TO JOIN THE BUSINESS IN CENTRAL LONDON ON A PERMANENT BASIS Specific aspects of the role include: Advise and work with stakeholders to manage a broad spectrum of regulatory and compliance risk issues arising from wealth management activities for individual and corporate clients Update management and internal stakeholders of regulatory developments and the corresponding impact on investment activities and operations Formulate, implement, review and update compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry best practices In return, this role offers a generous base salary and benefits package, as well as the chance for you to develop your skills and career within a reputable organisation in central London. Please quote when calling Tom at Alexander Lloyd or email them at . This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.

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