Compliance Analyst
- Employer
- Right Time Recruitment Ltd
- Location
- London, UK
- Salary
- Competitive
- Closing date
- Apr 7, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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An opportunity to join a leading insurance brand on a temp-perm basis has arisen for a skilled Compliance Analyst. The successful candidate will have experience in Compliance Monitoring and Financial Promotions within the Insurance Industry. The successful candidate will support the Compliance Team to deliver, maintain and help comply with the firm's regulatory compliance framework. Duties: Assisting with the implementation and monitoring of the firm's compliance monitoring plan; Assisting with financial promotions and using initiative to proactively help and support the Assistant Compliance Manager and their team; Assisting with regular oversight of the firm's existing and growing network of appointed representatives; Provide administrative support to the compliance department; Making applications on the FCA's Connect system and assisting with the administration of the regulatory RMAR reporting; Supporting the compliance team to undertaking relevant due diligence on new clients; Assist the Assistant Compliance Manager in all aspects of their roles and responsibilities. Experience Candidates must have experience in compliance monitoring and knowledge of current compliance regulation, policies and procedures. Specifically knowledge around Financial Promotions is required. General Ensure adherence to internal controls; Work closely with clients and building relationship; Good organisation skills and administrative skills. Prerequisites Have excellent attention to detail; Good IT skills with an intermediate level or higher knowledge of Microsoft Excel, Word and Office; Be flexible to assist with other areas of the business when required.
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