Senior Compliance Manager

Recruiter
Hanover Search Group
Location
London, UK
Salary
Competitive
Posted
24 Mar 2019
Closes
18 Mar 2019
Ref
1105851596
Contract Type
Permanent
Hours
Full-time
Level of qualification
Qualified
My client is a leading Insurance Pensions Product Provider. We are seeking an experienced Compliance Manager to manage a team of 3 within the Annuity Retirement division. You will be responsible for
• Providing regulatory advice and guidance to the business
• Delivery of the compliance monitoring plan.
• Updating policies and procedures and ensuring these are upheld across the business
• Supporting and advising on new business initiatives managing regulatory compliance risks.
• Oversight of assessment, communication and implementation of regulatory change.
• Provide staff training on regulatory issues
• Produce reports for the board and the Audit Committee
• Liaise with the Regulators and Industry bodies
• Prepare the business for significant regulatory inspections such as the PRA Periodic Summary Meeting (PSM) or thematic visits performed by the FCA.
• Ensure regulatory reporting deadlines are tracked and met, with relevant business areas informed and reminded as to upcoming deadlines.
• Maintain regulatory communications protocols and ensure they are understood by the business.
• Collate and submit relevant FCA regulatory returns and provide check and challenge PRA insurance returns. The ideal candidate will have A minimum of 5 years compliance experience in Pensions and Investments plus excellent knowledge of the PRA and FCA rulebooks.