Compliance Officer - E-Communication & Trade Surveillance

Recruiter
Adzuna
Location
London, UK
Salary
Competitive
Posted
24 Mar 2019
Closes
10 Mar 2019
Ref
1099349667
Contract Type
Permanent
Hours
Full-time
Level of qualification
Newly qualified, Qualified
Responsibilities include, but are not limited to: Assisting with other monitoring and testing activities Assisting with monitoring personal account trades Updating multiple logs and registers Communicate deficiencies resulting from surveillance activities to the business. Oversee remediation of findings resulting from surveillance activities; Assist on ad-hoc Compliance projects; Build relationships with key stakeholders globally. Experience of monitoring e-communications and trade surveillance; Knowledgeable of industry best practices; Have the ability to conduct regulatory research. International Investment Bank which offers: Investment and Corporate Banking Capital Markets Interest Rate, Currency and Derivative Products Commodities Competitive package.