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Compliance Manager

Employer
City East Recruitment Limited
Location
London, UK
Salary
Competitive
Closing date
Mar 14, 2019

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Job Role
Compliance Accountant
Sector
Finance
Contract Type
Permanent
Hours
Full Time
Compliance Manager Guildford Surrey Permanent Circa up to £85,000 depending on experience cer Financial are working closely with a Asset Management company based in Guildford Surrey , who are actively seeking a Compliance Manager to lead, mentor and manage their compliance function. This role will involve providing general compliance oversight and advisory support to the Asset Management group and managing the compliance monitoring programme. To be considered for this role the client requires strong working knowledge of all aspects of the monitoring programme in order to form part of a multi-skilled compliance team. Ideally, they should currently hold CF10 and have experience of working and managing a small team. Responsibilities of the Compliance Manager will include: Managing regulatory issues, queries and projects as required, including regulatory changes affecting the business. Ensuring that the business has appropriate mitigation in place to manage regulatory and compliance risks. Representing Compliance on internal and external committees, working groups, industry seminars etc. Ensuring that the monitoring programme is carried out on a timely basis Providing support to the MLRO in relation to the Financial Crime framework affecting the Premier group of companies Oversight of 3rd party administrators on CM accounts and CASS issues Liaise with external third parties, such as IFAs and clients, to address regulatory enquiries, as required from time to time. The successful Compliance Manager will have: Previous management experience Relevant Qualification in Compliance Educated to GCSE level or equivalent An understanding of CASS Proven experience of working in Compliance and Money Laundering in the finance industry, preferably in Fund or Asset Management

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