• Competitive salary
• Support towards obtaining compliance related qualifications
• A supportive, fun and entrepreneurial environment The Opportunity Continuous year on year we are seeking a confident, enthusiastic and pro-active individual to join the Compliance team. Offering the opportunity to grow both professionally and commercially. Our working environment is professional, fun, entrepreneurial and team orientated. We pride ourselves on valuing every individual's needs, offering a supportive environment and direct access to a highly experienced management team.
• Compliance
• Payments
• KYC/AML
• On-Boarding
• Deputy MLRO Responsibilities Reporting directly to the Compliance Director and as the London based Compliance Officer you will find yourself in a fast paced and dynamic environment and be the first port of call for advice, guidance and approvals for the business.
• Managing the end-to-end on-boarding process for Private, Corporate clients and introducers
• Responsible for carrying out KYC, AML checks for existing and new accounts.
• Managing ongoing monitoring of all our active clients and screening all transactions against
• Sanctions and PEP checks (via online portals)
• Assisting in the establishment and maintenance of Anti -Money Laundering controls and compliance monitoring program
• Monitoring changes to UK regulatory landscape and assist in updating our policy and procedures in line with these changes
• Assisting in the audit process conducted by the bank and other regulatory bodies
• Actively participating in training new and experienced staff about the compliance policies
• Responsible for proper record keeping and dealing with ad-hoc requests from clients and internal teams
• Act as Deputy MLRO in the absence of the Compliance Director You As an experienced Compliance Officer with previous experience working in FX Broker environment, ideally you will have a passion for compliance in financial services. You will be highly motivated, a self-starter with a good understanding of FX compliance procedures, FXA & AML regulations.
• 1-5 years FX Compliance experience
• Numerate with the ability to organise efficiently
• A commitment to working in Compliance with a desire for further progression THE LJM DIFFERENCE YOUR SEARCH STOPS HERE We are a leading niche Foreign Exchange & Fintech Recruitment agency specialising in UK & European recruitment solutions for Fintech start-ups to established corporate payment companies.
• Sales
• Mass Payments
• Operations
• Compliance
• Analytics We know how difficult the job market can truly be. That is why our team of experts does everything in its power to take the pressure off. Contact us to jumpstart your career and make the process a simple as it can be. Visit our website for vacancies & follow us on all forms of social media.