Compliance Associate
- Employer
- Flair4recruitment
- Location
- Bath, UK
- Salary
- Competitive
- Closing date
- Feb 23, 2019
View more
- Job Role
- Compliance Accountant
- Sector
- Finance
- Contract Type
- Permanent
- Hours
- Full Time
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Are you a confident interpersonal individual with excellent communication and persuasion skills? Do you have have previous compliance experience within a financial services role? A leading wealth management firm based in central Bath is seeking a Compliance Associate to join it's Risk and Compliance team. Reporting to the Group Head of Risk and Compliance, you will: - Assist with the production of Risk & Compliance's Governance reporting - Provide compliance approval of Marketing material including presentations, websites, articles and document templates - Assist with Risk and Compliance monitoring in accordance with the agreed plan - Ensure that the business gathers sufficient records to meet compliance obligations for regulatory reporting - Support the training and awareness that the firm's policies and regulatory requirements - Provide a timely and clear complaint response to business queries - Assist the Risk and Compliance team achieve its broader team objectives Your skills and qualifications: - You will have one year of compliance experience in a financial services role - You will have the ability to work to deadlines - You will have strong IT skills (especially Excel, Word, Email) - You will have two years' experience in a financial services role - You will have excellent communication skills - You will be able to successfully work in a team If you would like to apply, please contact Leah at Flair 4 Recruitment for more information. If you know someone else who would be appropriate for the role, please share this with them - if you refer someone who is successful we will reward you with vouchers of your choice.
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